Regulations
Regulations and Laws (http://www.thaibdc.or.th/aboutus/rule_regulation_eng.html)
 
Rules, Regulations and Notifications
 
Section 1 Membership
 
  1. Regulations of The Thai Bond Dealing Centre
    re: Membership Regulations
    • Part 1 Members, Admission and Qualifications of Members, and Transfer of Membership
    • Part 2 Rights and Obligations of Members, Discipline and Disciplinary Action against Members
    • Part 3 Appointment of Representatives of Members
    • Part 4 Meeting of Members
    • Part 5 Termination of Membership
    • Part 6 Membership Fee, Membership Transfer Fee, Maintenance Fee, and Service Fees payable by Members to the Thai Bond Dealing Centre
    • Part 7 Transitory Proisions
  2. Regulations of The Thai Bond Dealing Centre
    re: Board of Directors of The Thai Bond Dealing Centre (No. 3)
  3. Regulations of The Thai Bond Dealing Centre
    re: Board of Directors of The Thai Bond Dealing Centre (No. 2)
  4. Regulations of The Thai Bond Dealing Centre
    re: Board of Directors of The Thai Bond Dealing Centre
  5. Regulations of the Thai Bond Dealing Centre
    re: Rules on Examination of Documents and Trading Accounts of Members
  6. Regulations of The Thai Bond Dealing Centre
    re: Arbitration
    • Part 1 General Provisions
    • Part 2 Arbitration Proceedings
  7. Regulations of The Thai Bond Dealing Centre
    re: Ethics and Good Practices of Dealers
    • Part 1 General Provisions
    • Part 2 Consideration for Breach of Ethics
    • Part 3 Appointment and Meeting of the Sub-committee
  8. Notification of the Board of the Thai Bond Dealing Centre No.Por Sor. 007/2543
    re: Ethics and Standard of Practices for the Bond Market (No.2)
    • Ethics and Standard of Practices for the Bond Market Section I: Ethics
    • Ethics and Standard of Practices for the Bond Market Section II: Standard of Practices for the Bond Market
  9. Notification of the Board of Directors of the Thai Bond Dealing Centre No. Por Sor. 010/2541
    re: Transfer of Membership
    • Application for Transfer of Membership of The Thai Bond Dealing Centre
    • Letter of Transfer of Membership of the Thai Bond Dealing Centre
 
Section 2 Registered Trader
 
  1. Notification of the Board of Directors of the Thai Bond Dealing Centre
    No. Por. Sor. 001/2545
    Re: Contents of the Examination for registration of trader
  2. Notification of the Board of Directors of the Thai Bond Dealing Centre
    No. Por. Sor. 002/2545
    Re: Fees for Registration of Traders
  3. Notification of the Board of Directors of the Thai Bond Dealing Centre
    No. Por. Sor. 006/2544
    re: Registration of Traders
 
Section 3 Registration and Removal of Debt Instrument
 
  1. Regulations of The Thai Bond Dealing Centre
    re: Registration and Removal of Registration of Registered Debt Instruments
    • Part 1 Requirements of a Registered Debt Instrument
    • Part 2 Applicant and Application Procedure
    • Part 3 Requirements for Trading of Debt Instrument at the Dealing Centre
    • Part 4 Removal from Registration of a Registered Debt Instrument
    • Part 5 Transitory Provisions
  2. Regulations of The Thai Bond Dealing Centre
    re: Basic Registration Procedure for Registered Debt Instruments
  3. Notification of the Board of Directors of the Thai Bond Dealing Centre
    No. Por Sor. 001/2543
    re: Fees for Admission of Debt Instrument as Registered Debt Instrument of the Thai Bond Dealing Centre (No. 2)
  4. Notification of the Board of Directors of the Thai Bond Dealing Centre
    No. Por Sor. 007/2544
    re: The stipulation of Interest calculation and Interest payment date on Registered Debt Instrument
  5. Notification of the Board of Directors of the Thai Bond Dealing Centre
    No. Por Sor. 011/2543
    re: Payment of Floating Interest on Registered Debt Instrument
  6. Notification of the Board of Directors of the Thai Bond Dealing Centre
    No. Por Sor. 012/2543
    re: Symbol of Registered Debt Instrument and Information Securities
 
Section 3 Registration and Removal of Debt Instrument
 
  1. Regulations of The Thai Bond Dealing Centre
    re: Registration and Removal of Registration of Registered Debt Instruments
    • Part 1 Requirements of a Registered Debt Instrument
    • Part 2 Applicant and Application Procedure
    • Part 3 Requirements for Trading of Debt Instrument at the Dealing Centre
    • Part 4 Removal from Registration of a Registered Debt Instrument
    • Part 5 Transitory Provisions
  2. Regulations of The Thai Bond Dealing Centre
    re: Basic Registration Procedure for Registered Debt Instruments
  3. Notification of the Board of Directors of the Thai Bond Dealing Centre
    No. Por Sor. 001/2543
    re: Fees for Admission of Debt Instrument as Registered Debt Instrument of the Thai Bond Dealing Centre (No. 2)
  4. Notification of the Board of Directors of the Thai Bond Dealing Centre
    No. Por Sor. 007/2544
    re: The stipulation of Interest calculation and Interest payment date on Registered Debt Instrument
  5. Notification of the Board of Directors of the Thai Bond Dealing Centre
    No. Por Sor. 011/2543
    re: Payment of Floating Interest on Registered Debt Instrument
  6. Notification of the Board of Directors of the Thai Bond Dealing Centre
    No. Por Sor. 012/2543
    re: Symbol of Registered Debt Instrument and Information Securities
 
Section 4 Trading of Registered Debt Instruments
 
  1. Regulations of The Thai Bond Dealing Centre
    re: Trading of Registered Debt Instruments
    • Part 1 Appointment of Authorized Trader
    • Part 2 Procedure for Trading of Registered Debt Instruments
    • Part 3 Temporary Suspension of Trading of Registered Debt Instruments
    • Part 4 Business Days and Holidays in regard to Trading of Registered Debt Instruments
 
Section 5 Reporting of Information
 
  1. Regulation of The Thai Bond Dealing Centre
    re: Information Reporting of The Thai Bond Dealing Centre
    • Part 1 Reporting of Information on Registered Debt Instruments
    • Part 2 Reporting of Information on Trading of Registered Debt Instruments
  2. Notification of The Thai Bond Dealing Centre
    No. Por. Sor. 005/2544
    re: Terms, Conditions and Procedure concerning Reporting of Debt Instrument Trading

The interpretations and conclusions given represent those of the authors. They do not necessarily reflect the view of the Royal Thai Government, its departments or other related institutions.


Thailand Investor Service Center (TISC)
Tipco Tower, 33rd Floor, 118/1 Rama 6 Road, Samsen Nai, Phayathai, Bangkok 10400
Tel. +66(0) 2357-3490, Fax. +66(0) 2357-3533
Copyright  2004, ThailandOutlook.com. All rights reserved.